Special Forms
Forms listed on this section are aimed at providing a much more robust due diligence documentation. We strongly
suggest that these forms be used immediately with all your clients (when applicable). Please be aware that these
forms are for exclusive use of AML Compliance Solutions, Inc. clients. The forms are copyrighted and their
distribution is prohibited without the express consent of AML Compliance Solutions, Inc.
Customer Profile Addendum: This form aims at providing a better
understanding of the customer's reason to chack checks at your institution.
The form includes 3 sections:
Source of Funds helps determine the reason for the payments.
Purpose helps determine the reason for cashing checks with your institution.
Occupational License provides a documented explanation in case the customer does not have an occupational license.
General Instructions: Print one copy for each customer. Have the customer complete the form. Make sure the form is signed and dated. Review the form for completeness before placing it on the customer file.
Click on the form download the PDF file.
IF YOU USE THIS FORM, ATTACH A COPY TO YOUR ANTI-MONEY LAUNDERING COMPLIANCE PROGRAM
The form includes 3 sections:
Source of Funds helps determine the reason for the payments.
Purpose helps determine the reason for cashing checks with your institution.
Occupational License provides a documented explanation in case the customer does not have an occupational license.
General Instructions: Print one copy for each customer. Have the customer complete the form. Make sure the form is signed and dated. Review the form for completeness before placing it on the customer file.
Click on the form download the PDF file.
IF YOU USE THIS FORM, ATTACH A COPY TO YOUR ANTI-MONEY LAUNDERING COMPLIANCE PROGRAM